Yann Le Bourthe

• LCH SA (January 2024 – March 2025): Operational Resilience and Permanent Control

Operational risk management and coordination of the permanent control system (business continuity, review of internal policies and procedures, incident management, self-assessments of risks and controls, regulatory compliance monitoring, implementation of DORA, KPI deployment).

• EURUS Consulting (July to September 2023): Implementation of a control system and execution of tests to verify the regulatory compliance of insurance brokers and IOBSP (Intermediaries in banking operations and payment services).

• Virement + (June 2023): Implementation of a risk map for a Payment Service Provider (PSP) in preparation for the approval of its application by the ACPR. This map covered all types of risks, with a focus on KYC and PSD2.

Management of audit assignments (lead auditor)

Coverage of all activities in France with a more specific focus on the following areas: investment products, asset management, anti-money laundering, banking operations, outsourced activities.

• Execution of the audit assignment: analysis of the environment, risks, and controls, development of the work program, execution of investigations (interviews, tests, documentary analysis, data analysis), identification of weaknesses and corrective measures, presentation of conclusions to management, report writing.

• Participation in the preparation of the annual audit plan (macroscopic analysis of processes and risks).

• Management of internal audit activities for ABN AMRO Investment Solutions management company: definition of the annual plan, execution of assignments, reporting to top management.

• Annual report to the supervisory authority on the activities of the audit department.

Research and resolution of anomalies related to payment operations.

This first experience in a bank allowed me to discover a part of the banking ecosystem (Payment processes, regulations, organization). It also allowed me to demonstrate my adaptability and analytical skills, which facilitated my internal transfer to the Audit department.