Freelancer profile translated to English.

Description

Founder of the consulting firm LX Compliance Consulting (I support your company in its compliance and control issues (consulting, project management, interim management, training).

My complementary experience (compliance, control, and front office) since 2005 in the financial sector allows me to interact with all stakeholders in managing regulatory, transformation, or remediation projects. I offer realistic tailor-made solutions that adapt to your constraints, with a focus on operational efficiency.

Financial Security (KYC, AML/CFT, sanctions) - Client Protection - Professional Ethics - Data Protection - Market Integrity

Industry field of expertise

Languages

French
Native or bilingual
English
Fluent

Workplace preferences

Can work on-site

Paris (up to 50km)

Birdee
LOD1 & LOD2 Diagnosis
BANKING AND INSURANCE
June 2023 - October 2023 (5 months)
Luxembourg, Luxembourg
Coordination of the deployment of Group LOD1 control plans
Outsourcing system diagnosis
Local LOD1 & LOD2 control system diagnosis
Diagnostic Contrôle interne Advisory
Bnp Paribas AM
Project Manager
BANKING AND INSURANCE
July 2022 - Today (3 years and 11 months)
Coordination of the deployment of central control plans within 23 BNP Paribas AM entities worldwide, reporting to the central LOD1 office.
Project scoping, governance, definition of deliverables and KPIs, reporting.
Weekly follow-ups with COOs/CEOs or SPOCs of the entities, support and training of operational staff on the deployed tools.
Development of a toolkit for entities to facilitate the achievement of objectives within deadlines.
LX Compliance Consulting
Founder - Consultant
BANKING AND INSURANCE
April 2022 - Today (4 years and 2 months)
Paris, France
Consulting activities in the areas of financial security (KYC-KYT, AML/CFT), client protection, investment services and insurance brokerage, anti-corruption (Sapin II), personal data protection (GDPR). Diagnostics - Flash audits - Regulatory compliance - Redesign of control and compliance systems - Process optimization, operational efficiency - Organization of the Compliance and Internal Control department - Maintenance of procedural corpus. Interim management during restructurings, transformations, or as a replacement. Outsourcing (reporting, controls). Training: Financial Security - Sanctions & Embargoes - Commercial Practices - Anti-Corruption - Cybersecurity and Data Security - Change Management.
Organisation du contrôle interne Diagnostic Efficacité opérationnelle Sécurité financière Protection de la clientèle KYC RGPD Cybersécurité LCB-FT KYT Audit Formation Bonnes pratiques Pratiques commerciales externalisation Sanctions Rédaction de procédures MiFID