Freelancer profile translated to English.
Back to original languageAbout Sophie
Working in the regulatory field for 10 years and as a consultant for over 6 years, I have been able to carry out several consulting assignments for players in the financial sector (banks, management companies and insurance) and support commercial companies.
CAMS certified, I can support your company in setting up its control system in order to provide it with risk coverage and enable it to meet regulatory obligations. Project management is also at the heart of my skills, whether it is a regulatory, digitalization or transformation project.
Among the missions carried out:
- Digital transformation - Value Chain Risk, Regulatory and Compliance
- Business analyst SFDR/Mifid II ;
- AML-FT project management ;
- Implementation of first level Mifid II controls ;
- AML remediation plan;
- EMIR internal audit ;
- GDPR compliance ;
- Due diligence ;
- Risk mapping ;
- Internal control.
French
Native or bilingual
English
Fluent
Spanish
Conversational
Can work on-site
Luxembourg (up to 30km)
Experience
- Consulting companyRegulatory controls & Project managementBANKING AND INSURANCEJuly 2017 - Today (8 years and 11 months)Luxembourg
- La Mondiale EuropartnerCompliance AnalystBANKING AND INSURANCEJanuary 2014 - June 2017 (3 years and 5 months)Bertrange
- Crédit Agricole du Nord EstWealth management advisor (internship) - Private BankBANKING AND INSURANCEJanuary 2012 - July 2012 (6 months)Wealth engineering
Recommendations
Be the first to recommend Sophie
Help this freelancer shine by sharing your experience working together.
These freelancer profiles also match your criteria
Agatha Frydrych
Backend Java Software Engineer
4.7
(3)
2
Baptiste Duhen
Fullstack developer
4.6
(4)
5
Amed Hamou
Senior Lead Developer
4
(2)
7
Audrey Champion
Web developer
4.3
(3)
4
Education
- Compliance - Fundamentals & IntermediaryHouse of Training2017Compliance risks • Compliance function • Governance • Ethics • AML / CTF • MiFID / MiFID II • EMIR • Market abuse (Insider Dealing & Market Manipulation) • Automatic exchange of information : FATCA - CRS • Customer complaints • Cooperation with the authorities • Code of Conduct • Fraud • Anti-corruption • Conflict of interests • Whistleblowing • Professional secrecy • Data protection • Remuneration policy • Dormant accounts
- Master Grande EcoleICN Business School2014
Certifications
- AMF CertificationAMF2014
Skill set
Categories
- Other