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Shaun PalfreySP

Shaun Palfrey

Investment Banking Operations

€752/day
London, GB
8-15 years

Average response time: 1 hour

About Shaun

Experienced Investment Banking Operations' professional having managed front line support teams for several major Global Financial Institutions including Salomon Brothers, Bank of Tokyo Capital Markets and Dresdner Kleinwort. This experience lead me to my most recent role at RBC where I was able to make a considerable contribution in the establishment and development of a team responsible for the processing and management of all Third Party trade execution costs for Capital Markets. This covered all aspects of data gathering, system configuration, process development and integration, reconciliation, cost allocation, payments, downstream reporting and the identification and realisation of significant cost savings. I have a strong track record of forming and managing stakeholder relationships having a natural ability to engage and communicate at all levels and although based in the London I would also happily consider any remote global opportunities
  • English

    Native or bilingual

Can work on-site
London (up to 50km)

Experience

  • RBC Capital Markets
    Senior Cost Analyst Transaction Expense Management at RBC Capital Markets
    September 2010 - October 2022 (12 years and 1 month)
    London, UK
    Primary resource in establishing and building a new team for Capital Markets who now control the firm's Third Party trade execution related cost base globally enabling greater transparency of costs, producing value-added Management Information which has consequently resulted in lower risks, increased controls and significant cost savings to the Bank
  • J.P. Morgan
    Assistant Manager Unit Dealing
    April 2009 - May 2010 (1 year and 1 month)
    Swindon, England, United Kingdom
    Trade Support Unit Dealing/Asset Allocation
  • Dresdner Kleinwort
    Assistant Manager- Global Business Services
    November 2000 - March 2007 (6 years and 4 months)
    London, UK
    Managed a front line Operations team that performed numerous Business critical functions within the pre-settlement, settlement and post-settlement arenas supporting the Bank's very aggressive Fixed Income strategy
    • Timely settlement of all Fixed Income transactions, overall responsibility of Primary Debt Issuances for Supranational and large Global Corporations with individual issuance values often exceeding EUR 5 Billion
    • Representative on New Business Committee for Structured Products, provided Operational support and management resulting in consistent timely and accurate settlement for all transactions both vanilla and more complex
    • Implementation of new fails management system providing greater transparency resulting in reduced fails, borrowing costs and accurate cost allocations
    • Agent bank funding, cash and security reconciliations, securities lending and borrowing, collateral management (portfolio optimization), agent fee reconciliation and analysis, coupon and income processing, premier client support, relationship management and a dedicated support service to syndicate, portfolio optimization, distressed and illiquid desks

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Education

  • Investment Banking
    International Capital Markets Association Foundation Certificate Montreux
    1997
    Investment Banking
  • Institute of Bankers ( Banking and Finance Diploma)
    Harlow Technical College
    1983
    Institute of Bankers ( Banking and Finance Diploma)

Certifications

Skill set (31)

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