Freelancer profile translated to English.

Description

Specialized in Banking Supervision, Capital Market Regulation & Compliance Management

🔍 About Me

I am an experienced consultant in banking and capital market regulation, financial supervisory law, and compliance management. With experience in leading law firms, banks, and audit firms, I assist companies in the secure and strategic implementation of regulatory requirements.

⚡ Key Competencies:

• Regulatory Compliance & Governance (MaRisk, MaComp, BaFin/ECB, EBA)

• Capital Market, Investment & Banking Supervision Law (MiFID II, CRR/CRD, WpHG, WpIG, ZAG)

• Structuring Financial Instruments (Funds, Securitizations, Crypto-Assets)

• Implementing Compliance Management Systems (CMS)

• ESG & Sustainable Finance (EU Taxonomy, Disclosure Regulation)

I also advise on DORA, NIS II, and BAIT, helping companies streamline their compliance processes. Let’s discuss your challenges!

Spezialisiert auf Bankenaufsicht, Kapitalmarktregulierung & Compliance-Management

🔍 Über mich

Ich bin ein erfahrener Berater für Banken- und Kapitalmarktregulierung, Finanzaufsichtsrecht und Compliance-Management. Mit Erfahrung in führenden Kanzleien, Banken und Wirtschaftsprüfungsgesellschaften unterstütze ich Unternehmen bei der sicheren und strategischen Umsetzung regulatorischer Anforderungen.

⚡ Kernkompetenzen:

• Regulatorische Compliance & Governance (MaRisk, MaComp, BaFin/EZB, EBA)

• Kapitalmarkt-, Investment- & Bankenaufsichtsrecht (MiFID II, CRR/CRD, WpHG, WpIG, ZAG)

• Strukturierung von Finanzinstrumenten (Fonds, Securitisierungen, Krypto-Assets)

• Implementierung von Compliance-Management-Systemen (CMS)

• ESG & Sustainable Finance (EU-Taxonomie, Offenlegungs-VO)

Ich berate zudem zu DORA, NIS II und BAIT und helfe Unternehmen, Compliance-Prozesse effizient zu gestalten. Lassen Sie uns über Ihre Herausforderungen sprechen!

Industry field of expertise

Languages

German
Native or bilingual
English
Native or bilingual
French
Basic
Japanese
Basic

Workplace preferences

Can work on-site

Frankfurt am Main (up to 50km)

Forvis Mazars GmbH & Co. KG, Breitscheidstraße
Associate Consultant
September 2024 - January 2025 (5 months)
Dorotheenstraße 10, Stuttgart, BW, Germany
This role involves providing legal guidance on civil and regulatory matters of the European and German financial market, as well as structuring financial instruments in alignment with legal, risk management and accounting considerations. Full-time (40 hrs/w)
KfW Bankengruppe
Working Student
February 2024 - July 2024 (5 months)
Palmengartenstraße 5-9, Frankfurt, HE, Germany
− in the reporting system with regard to notifications of persons and shareholdings, − MaRisk monitoring and compliance, − advising on improving the in-house compliance management system, data governance in the area of compliance and improving the MaRisk compliance function in general, also with regard to the use of AI − advising on corporate law issues with (financial) supervisory and state aid law implications. Part-time (20 hrs/w)
White & Case LLP
Research Assistant in Banking & Finance
March 2021 - September 2021 (6 months)
Frankfurt am Main, Germany
− in financial regulatory law with a focus on fonds establishment and crypto, − in securitisation transactions with regard to contract drafting and regulatory implications, − in the preparation and implementation of (cross-border) M&A transactions and − the review of commercial criminal law matters. Part-time (20 hrs/w)