Freelancer profile translated to English.

Description

Experienced for over 10 years in the finance sector, I have supported prestigious financial institutions (UBS France, ODDO-BHF, CACEIS Investors, ABN AMRO Investment Solutions, BMW Finance, Société Générale, EY...). I have had multiple opportunities to achieve 100% success in my projects, earning me congratulations and recommendations from management.

Languages

French
Native or bilingual
English
Fluent
Spanish
Basic

Workplace preferences

Can work on-site

Paris (up to 50km)

TFS
Banking Compliance Consultant - Transitional Management
BANKING AND INSURANCE
February 2024 - Today (2 years and 4 months)
Paris, France
- Project Management: scoping, planning, mobilization, steering, organization, deadline monitoring, process optimization.

- Cross-functional Management: Coordination between IT / Front-office / Legal / Compliance teams.

⸻

Active monitoring of regulatory developments in banking compliance:

- Data control and KYC file review•

- Validate the correct data entry in KYC tools based on the due diligence performed, ensuring the format and content of the documentation comply with due diligence guidelines.

- Identify and report any data inconsistencies to the relevant teams or managers, while proposing appropriate solutions for their resolution.

- Ensure a high level of quality for KYC files in compliance with the bank's internal policies and procedures.

- Act as a business expert to support KYC Due Diligence teams in their daily activities.

⸻

Supervision and coordination of the KYC process:

- Supervise internal teams involved in the KYC process and ensure compliance with defined performance indicators (including processing times).

- Ensure smooth and efficient coordination among all internal stakeholders.

- Develop in-depth expertise on existing procedures and contribute to their continuous improvement based on feedback from operational teams.

- Provide technical and procedural support on complex cases requiring enhanced expertise.

⸻

Performance monitoring and continuous improvement:

- Establish and communicate relevant production monitoring indicators (KPIs) - by business line, by quality indicators, or by volume of files processed.

- Steer and coordinate remediation actions for the client portfolio based on previously identified risk or non-compliance indicators.
Technical Project Management
CACEIS Investors
Business Coordinator
BANKING AND INSURANCE
September 2021 - June 2022 (10 months)
Paris, France
- Functional configuration of reporting tools and static data (LEI, ISIN code...).

- EMIR Reporting Declaration.

- LTR (Large Trade Reporting) reporting declaration to the US regulator CFTC.

- Declaration of positions on derivatives markets: Euronext and Ice Futures commodities reporting.

- Declaration of RDT MIFID II transactions to the French Financial Markets Authority (AMF).
Risk Analysis Financial Reporting Regulatory Reporting Configuration CRM Big Data Performance Management
ABN AMRO Investment Solutions
Relationship Manager
BANKING AND INSURANCE
March 2019 - October 2019 (8 months)
Paris, France
Reporting to the Business Development department as Relationship Manager for France between Abn Amro Investment Solutions and the private bank Neuflize OBC (verbal recommendation received from the Chairman of the Management Board).

- Intermediation between the two entities: Neuflize OBC and Abn Amro Investment Solutions.

- Regularization of joint KYC/KYD files (100% regularization).

- Intermediation between various departments and the business development service.

- Implementation of KYC/KYD procedures in conjunction with the compliance department.

- Training of teams on new client onboarding procedures.
Customer Relationship Management Customer Relationship Management (CRM) KYC Business Development Regulatory Reporting Financial Reporting Project Management