Emeric Grange

Compliance monitoring:

Production and monitoring of the annual control plan

Execution of 2nd level controls

Construction and monitoring of corrective measures

AML-CFT Unit: alert and transaction management, investigations, drafting suspicious activity reports, managing court orders, KYC

Investment services: market abuse surveillance and reporting

Compliance of transactions with sensitive countries (embargoed countries)

Relations with supervisory authorities: AMF/ACPR/Banque de France Management of regulatory reporting: RACI, Annual RCSI Report, Client Protection, FATCA, CRS...

Management of internal reporting

Validation of external communication campaigns/new products

Management of PSEE

Implementation of new regulations: AML Directive, MiFID II, FATCA, CRS, ECKERT law, DAC 6, SAPIN 2, MAD-MAR, MiCA

Update of procedures, risk mapping

Management of the regulatory training program and production of e-learning 2nd level customer complaint manager

Implementation of the Crypto Assets activity and obtaining PSAN registration