Freelancer profile translated to English.

Description

Senior consultant in financial compliance and regulation, with over 10 years of experience in banking institutions, insurance companies, and fintech/regtech environments. Expert in structuring, managing, and ensuring compliance with complex regulatory frameworks (AML/CFT, SAPIN 2, governance, internal control, outsourcing, GDPR, sustainability, DORA). Engaged in high-value consulting missions: diagnostics, framework design, tool implementation, and strategic support for senior management, business lines, and key functions.

Languages

English
Native or bilingual
Spanish
Basic
French
Native or bilingual

Workplace preferences

Can work on-site

Noisy-le-Grand (up to 50km)

Groupe Agrica
Head of Compliance
BANKING AND INSURANCE
February 2021 - Today (5 years and 4 months)
Paris, France
- End-to-end management of the compliance and internal control framework and management of a compliance team.
- Structuring of risk governance, regulatory watch, and impact analyses.
- Design and deployment of the compliance plan and second-level controls for the group.
- Strategic advisory to business lines on major regulatory topics (outsourcing, POG, governance, DORA).
- Management of regulatory reporting, alert systems, and remediation plans.
- Delivery of regulatory transformation programs: SAPIN 2, AML/CFT & Eckert, sustainability, DORA, FRPS.
Internal Control AML/CFT Anti-corruption GDPR Risk Management
SOTABOOST
Senior Regulatory Consultant - AML/CFT @ Governance & PVID
SOFTWARE PUBLISHING
January 2024 - Today (2 years and 5 months)
Paris, France
- Management of the implementation of AML/CFT tools (screening, profiling, sanctions, PEPs, high-risk countries, scenarios).
- Conduct of regulatory diagnostics and support for supervised entities in remediation plans.
- Design and deployment of structuring compliance frameworks: internal whistleblowing and anti-corruption.
- Advisory and compliance for PVID frameworks (governance, regulatory requirements, GDPR).
- Monitoring of framework performance (KPIs, compliance indicators) and production of progress reports.
- Strategic regulatory advisory to senior management and product teams (fintech / regtech).
Controlling and Performance Management System KYC eIDAS AML GDPR
GROUPE GROUPAMA
Compliance and Internal Control Officer
BANKING AND INSURANCE
February 2017 - February 2021 (4 years)
Le Mans, France
- Implementation and management of the AML/CFT framework (enhanced due diligence, alerts, TRACFIN declarations).
- Conduct of second-level compliance controls (KYC, MiFID II, duty of care, GDPR).
- Contribution to structuring internal control and risk mapping.
- Support for business lines in formalizing procedures and frameworks.
- Delivery of compliance transformation projects: AML/CFT automation and SAPIN 2 deployment (third-party assessment, code of conduct).
Internal Control AML/CFT Risk Management Anti-corruption

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Internal Control and Risk Management for Financial Institutions
University of Lorraine
2015
Contrôle Interne et Gestion des Risques des Institutions Financières
Certified Global Sanctions Specialist (ACAMS)
CGSS
2023
Certified Global Sanctions Specialist (ACAMS)

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Charles Agbessi

Senior Compliance and Regulatory Consultant

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