Freelancer profile translated to English.
Back to original languageAbout Baran
Lawyer specializing in regulatory compliance and internal control in the asset management sector, I assist portfolio management companies, financial structures, and consulting firms with operational AMF compliance missions.
I provide external support for:
implementing and updating compliance frameworks,
drafting and updating internal procedures and policies,
performing second-level controls and monitoring control plans,
analyzing applicable regulatory requirements (AIFM, MiFID II, AML/CFT),
structuring governance and compliance reporting.
My approach is pragmatic and operational, focused on the practical application of AMF requirements, without over-complicating organizations.
Missions are carried out exclusively without regulatory representation and without formal delegation of regulated functions, in compliance with confidentiality and conflict of interest prevention requirements.
I primarily work remotely, on ad-hoc or recurring missions, for French or European asset management firms.
French
Native or bilingual
English
Fluent
Can work on-site
Paris (up to 50km)
Experience
- AGRICA EPARGNECompliance and Internal Control LawyerJanuary 2024 - Today (2 years and 5 months)Paris, France• Update of the control framework;• Development of regulatory documents and maps;• Permanent control and compliance missions, development of recommendations at the end of these missions and control of their implementation;• Update and controls of AML/CFT, market abuse, ethics frameworks;• Legal monitoring and implementation of new regulations;• Drafting of reports for management or the regulator;• Raising awareness of management company teams on compliance and control topics.• Establishment, monitoring of the reporting calendar, review before sending + KPI analysis• Optimization of Compliance processes• Validation of compliance reviews and regulatory documents
- DeloitteCompliance LawyerCONSULTING AND AUDITSJanuary 2022 - January 2024 (2 years)Paris, France• Verification of compliance with the client/mission acceptance procedure and associated compliance controls;• Identification of shareholding and ultimate beneficial owners of clients and prospects.• Performing background checks on individuals when the nature of the mission, client, or prospect requires it;• Analysis of potential conflicts of interest and professional independence risks;• Additional research, particularly in anti-money laundering, anti-corruption, ethics & monitoring of procedures• Active participation in transversal group projects related to regulatory compliance and risk management, as well as projects aimed at the transformation and evolution of the department.
- ENGIE - Entreprises & CollectivitésCompliance LawyerENERGY AND UTILITIESSeptember 2021 - September 2022 (1 year)Courbevoie, France• Support for Global Business Units and Regional Hubs in applying group policies (sponsorship, investment projects, gifts and entertainment, business consultants…);• Development of new group policies (whistleblowing and supplier due diligence);• Embargoes and export controls;• Preparation of presentations for governing bodies and trade unions in the context of the group's implementation of Sapin 2 and Duty of Vigilance laws;• Participation in handling alerts and incidents.
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Education
- Law DegreeParis X Nanterre2015
- Master 1 in Private LawParis X Nanterre2017Droit des entreprises en difficultés, droit bancaire, droit patrimonial...
Certifications
- AMF CertificationBarchen2022