Armelle Ngayap

• Evaluation of the correct application of mandate directives issued by the Group to each management company: inventory of held funds, holding ratios, calculation of portfolio management indicators, investment limits

• Definition and strengthening of control plans: identification of risk areas, control assessment, residual risk rating, mapping by activity

• Organization of meetings with operational staff (management control, portfolio managers, portfolio management, Middle-Back Office, Reporting, Finance, Legal, Compliance)

• Monitoring of recommendations and action plans. Drafting of the ISAE report

• Drafting of control sheets and control methodology

• Validation of the ESG classification of funds (Articles 6, 8, 9): calculation of the ESG coverage ratio, correction of the exclusion policy, automation of the check of excluded issuers

• Verification of management control: control of variable fees, fixed fees, net asset determination, recalculation with mandate rate

• Verification of broker fees, list of authorized brokers, calculation of broker concentration by product type

• Review of CSR commitment and voting policy

• During the last assignment: transition management following a reorganization

◦ • Training of two new controllers, drafting of control sheets, review of work, coordination of deliverables: France and Luxembourg reports by entity

• Periodic review and validation of subsidiary control frameworks.

• Performance of Self Risk Assessments (SRA): risk mapping by domain (management fees, dividends, kickbacks, etc.), decision results on ORACLE frequencies, meetings with stakeholders

• Daily control and monitoring of alerts under ALTO, discussion with portfolio managers, requests for explanations, requests for corrections, rejection of transactions not respecting limits

• Definition and automatic calculation of risk limits implemented in the tool: Var, Tracking error, liquidity ratios, AMF-set Treasury limits, 5/20/40 ratio limits, diversification limits, etc.

• Support for new fund launches: responses to legal teams, contribution to drafting the risk-related section, structured fund typologies (capital guaranteed, cushion levels, indexed products, etc.), AMF classification, verification of Article 8 classification criteria.

• Management of ESG issues: integration of characteristics into the ALTO tool, training with the MSCI publisher, validation of nomenclature, data reliability