About Aimé
French
Native or bilingual
English
Conversational
Spanish
Conversational
Experience
- Société́ de Bourse Gilbert Dupont (SBGD) -CDIInvestment Services Compliance Officer and Permanent ControlBANKING AND INSURANCEMay 2023 - Today (3 years and 1 month)Paris, France• Financial Referent: Order of November 3, 2014 and Order of January 6, 2021 on internal control, Monetary and Financial Code, AMF General Regulation;• Handling of AML/CFT alerts, Level 2 Sanctions and Embargo hits, Insider Trading;• Participation in regulatory reporting (AMF, ACPR) and intra-group SG reporting: QLB, AML/CFT Risk Classification, AML/CFT RACI Matrix, etc.;• Drafting of Suspicious Activity Reports to TRACFIN;• Conducting training sessions for employees on Financial Security;• KYC / KYS Dealflow: EER, Review, Onboarding, Quality Assurance;• Management and supervision of a dedicated agency within Société Générale Retail France (SGRF);• Preparation and animation of local and group SG Compliance Department committees;• Drafting of procedures and carrying out Level 1 control reports;• Participation in the monitoring and closure of Level 2 control recommendations and Level 3 control proposals (General Inspection, Audit and Consulting – IGAD);• Drafting and updating of policies and procedures related to regulations covered by the Investment Services Compliance and Permanent Control Department.
- Société Générale / Crédit Du NordMarket Abuse AnalystJuly 2022 - April 2023 (9 months)• Preparation and animation of Compliance Department committees;• Handling of Market Abuse alerts and suspicious activity reports to the AMF: MiFID II, EU Regulation 2016/957;• Initiation, maintenance of insider, prohibition, and surveillance lists, control over staff transactions: EU Regulation 2016/347;
- Société́ de Bourse GilbertInvestment Services Compliance OfficerSeptember 2021 - July 2022 (10 months)• Drafting and/or updating of procedures related to regulations covered by the Investment Services Compliance Department and regulatory reporting (AMF, TRACFIN);• Performing permanent controls: MiFID, RGAMF, Monetary and Financial Code,• Participation in the creation of materials and the animation of various Compliance Department committees.
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Education
- Certified Professional Expertise Cycle - Compliance Professions Expert2022Cycle d'Expertise Professionnelle Certifié - Expert métiers conformité
- Master Money, Banking, Finance, InsuranceSorbonne Paris Nord University / CFPB (ESBANQUE)2021Master Monnaie Banque Finance Assurance
Skill set
Categories
- Other