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Aimé Makasila PombolingAM

Aimé Makasila Pomboling

Compliance and Permanent Control Officer

€400/day
Paris, FR
3-7 years

Average response time: 1 hour

Freelancer profile translated to English.
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About Aimé

My desire to work in various sectors (Banking, Insurance, Investment Service Provider, Asset Management Company, Fintech, etc.), and to meet the growing need of companies facing regulations (AMLD 6, Sapin II, Monetary and Financial Code, AMF General Regulation, etc.), leads me to seek a stimulating work environment where I can take on new responsibilities.

My background has allowed me to consolidate my knowledge of regulations and the skills necessary for Compliance and control professions.

With a professional background as an Investment Services Compliance Officer at Société de Bourse Gilbert Dupont, as well as a Market Abuse Analyst within the Société Générale group, I have been able to refine my analytical, investigative, and synthesis skills, but also to concretely understand the implementation and application of an internal control system.

My experiences have also allowed me to develop and leverage qualities such as adaptability, effort, patience, initiative, and teamwork. I have been able to implement these qualities during various controls, preparation and animation of committees, or regulatory reporting (AMF, ACPR). Furthermore, I am comfortable with computer tools, especially the Office suite.
  • French

    Native or bilingual

  • English

    Conversational

  • Spanish

    Conversational

Can work on-site
Paris (up to 50km)

Experience

  • Société́ de Bourse Gilbert Dupont (SBGD) -CDI
    Investment Services Compliance Officer and Permanent Control
    BANKING AND INSURANCE
    May 2023 - Today (3 years and 1 month)
    Paris, France
    • Financial Referent: Order of November 3, 2014 and Order of January 6, 2021 on internal control, Monetary and Financial Code, AMF General Regulation;
    • Handling of AML/CFT alerts, Level 2 Sanctions and Embargo hits, Insider Trading;
    • Participation in regulatory reporting (AMF, ACPR) and intra-group SG reporting: QLB, AML/CFT Risk Classification, AML/CFT RACI Matrix, etc.;
    • Drafting of Suspicious Activity Reports to TRACFIN;
    • Conducting training sessions for employees on Financial Security;
    • KYC / KYS Dealflow: EER, Review, Onboarding, Quality Assurance;
    • Management and supervision of a dedicated agency within Société Générale Retail France (SGRF);
    • Preparation and animation of local and group SG Compliance Department committees;
    • Drafting of procedures and carrying out Level 1 control reports;
    • Participation in the monitoring and closure of Level 2 control recommendations and Level 3 control proposals (General Inspection, Audit and Consulting – IGAD);
    • Drafting and updating of policies and procedures related to regulations covered by the Investment Services Compliance and Permanent Control Department.
    Analytical and synthesis skills Discretion Curiosity Communication Team spirit
  • Société Générale / Crédit Du Nord
    Market Abuse Analyst
    July 2022 - April 2023 (9 months)
    • Preparation and animation of Compliance Department committees;
    • Handling of Market Abuse alerts and suspicious activity reports to the AMF: MiFID II, EU Regulation 2016/957;
    • Initiation, maintenance of insider, prohibition, and surveillance lists, control over staff transactions: EU Regulation 2016/347;
  • Société́ de Bourse Gilbert
    Investment Services Compliance Officer
    September 2021 - July 2022 (10 months)
    • Drafting and/or updating of procedures related to regulations covered by the Investment Services Compliance Department and regulatory reporting (AMF, TRACFIN);
    • Performing permanent controls: MiFID, RGAMF, Monetary and Financial Code,
    • Participation in the creation of materials and the animation of various Compliance Department committees.

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Education

  • Certified Professional Expertise Cycle - Compliance Professions Expert
    2022
    Cycle d'Expertise Professionnelle Certifié - Expert métiers conformité
  • Master Money, Banking, Finance, Insurance
    Sorbonne Paris Nord University / CFPB (ESBANQUE)
    2021
    Master Monnaie Banque Finance Assurance

Skill set

Categories

  • Other