Sebastien Soulanoudjingar Touman

• Monitoring, analysis, and review of level 2 market abuse alerts (Wash Trade, front running, spoofing, marking the open/close, etc.)

• Analysis of mediations and response to investigations/inquiries from the regulator, the AMF

• Providing business knowledge to IT to better reconfigure data received from our TCC

• Participation in the implementation of missing scenarios and recalibration of thresholds to eliminate duplicates and false positives

• Participation in the implementation of market abuse risk mapping

• Drafting, updating, and/or implementing procedures, operating methods, and training materials made available to the network

• Training the network and permanent control on the activity to manage conflicts of interest / authorized representatives

• Exploiting regulatory watch elements to identify novelties impacting client protection requirements.

• Participation in committees organized by Management to improve the market abuse system to avoid non-compliance risk and thus prevent regulatory sanctions

• Piloting regulatory compliance (MAR/AMF/ESMA) for market abuse detection and prevention systems, in coordination with IT and front-office teams

• Conducting projects for the evolution of automated surveillance tools, including business requirements, validation of functional specifications, and participation in User Acceptance Testing (UAT) phases.

• Analysis and processing of internal alerts (via Actimize) and external alerts (via our brokers) concerning several scenarios (insider dealing, spoofing, wash trade, marking the close, etc.)

• Analysis of alerts reported by brokers using execution and market data

• Participation in the UAT phase of a tool to reduce the number of false hits

• Training of employees and assistance in preparing committees

• Participation in sanction commissions at the AMF

• Drafting operating procedures for the team.

• Reconciliation, justification, and analysis of TAR/TAL suspense accounts

• Follow-ups with Back Offices to reconcile TAR/TAL suspense accounts with foreign entities.